Regulation NMS

Results: 1042



#Item
141Financial economics / New York City / New York Stock Exchange / Regulation NMS / NASDAQ / Market data / NYSE Euronext / Economy of the United States / Financial markets / NYSE Arca

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]January 7, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-01-08 09:20:38
142United States Securities and Exchange Commission / Economy of the United States / Financial markets / Self-regulatory organizations / Chicago Stock Exchange / Regulation NMS / Order / Direct Edge / Securities Exchange Act / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]January 15, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2015-01-16 14:32:18
143Investment / United States Securities and Exchange Commission / Finance / Order / Regulation NMS / Market maker / Securities Exchange Act / Electronic communication network / Flash trading / Stock market / Financial economics / Financial markets

36 of 49 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of the NYSE MKT LLC Rule 13 - Equities. Orders and Modifiers

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Source URL: www.sec.gov

Language: English - Date: 2015-01-16 13:18:19
144United States Securities and Exchange Commission / Economy of the United States / Financial markets / Self-regulatory organizations / Chicago Stock Exchange / Regulation NMS / Order / Securities Exchange Act / Direct Edge / Stock market / Financial economics / Investment

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds

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Source URL: www.sec.gov

Language: English - Date: 2015-01-20 13:43:48
145Investment / Finance / United States Securities and Exchange Commission / Mathematical finance / Order / Direct Edge / Regulation NMS / Electronic communication network / Algorithmic trading / Financial markets / Stock market / Financial economics

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 12, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-01-12 10:46:32
146Investment / Finance / United States Securities and Exchange Commission / Mathematical finance / Order / Direct Edge / Regulation NMS / Electronic communication network / Algorithmic trading / Financial markets / Stock market / Financial economics

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 12, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-01-12 10:46:32
147Finance / Stock market / Mathematical finance / Regulation NMS / United States Securities and Exchange Commission / Order / Algorithmic trading / NASDAQ / Market / Financial markets / Financial economics / Investment

HUDSON RIVER TRADING LLC 1 North End Ave, Suite 1115 New York, NY[removed]August 13, 2004 Jonathan G. Katz

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Source URL: www.hudson-trading.com

Language: English - Date: 2014-03-31 17:26:17
148Investment / Finance / Mathematical finance / Regulation NMS / United States Securities and Exchange Commission / Order / Algorithmic trading / ICMA / Stock market / Financial markets / Financial economics

Market Structure Reform A Better Way Forward U.S. Market Structure The U.S. stock market is widely seen as the world’s most liquid, transparent, efficient and competitive market with its performance throughout the fina

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-01-07 09:51:29
149Investment / United States securities law / Self-regulatory organizations / Stock market / Chicago Stock Exchange / Regulation NMS / Securities Exchange Act / Direct Edge / NASDAQ / Economy of the United States / United States Securities and Exchange Commission / Financial economics

L:hange rule filingsS EDG Data Feed UseBATS[removed]xfdl

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-01-08 16:49:04
150Stock market / Finance / Silver Lake Partners / Virtu Financial / Market maker / Order / Market liquidity / Short / Regulation NMS / Financial markets / Financial economics / Investment

Virtu Financial December 19, 2014 Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 06:32:17
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